Hope Sullivan

GATEWAY WEALTH PARTNERS

Mt Pleasant, SC

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CRD#: 7304521

Professional summary

Hope Sullivan is a registered financial advisor currently at GATEWAY WEALTH PARTNERS, LLC located in Mt Pleasant, South Carolina and LPL FINANCIAL LLC located in Glastonbury, Connecticut.

Hope is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Hope has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hope Sullivan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 21, 2026 - Present

GATEWAY WEALTH PARTNERS, LLC

RIA

CRD#: 322789

Mt Pleasant, SC

Current

May 20, 2026 - Present

LPL FINANCIAL LLC

Office #1: 455 Winding Brook Drive, Glastonbury, CT 06033

RIA

CRD#: 6413

Glastonbury, CT

Past

November 14, 2024 - April 24, 2026

LPL ENTERPRISE, LLC

RIA

CRD#: 8733

MT. PLEASANT, SC

Past

November 14, 2024 - April 24, 2026

LPL ENTERPRISE, LLC

CRD#: 8733

MT. PLEASANT, SC

Past

March 17, 2022 - November 14, 2024

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

Charleston, SC

Past

January 6, 2022 - November 14, 2024

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

March 2, 2021 - January 7, 2022

NYLIFE SECURITIES LLC

CRD#: 5167

CHARLESTON, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GATEWAY WEALTH PARTNERS, LLC

CRD#: 322789 / SEC#: 801-126635

RIA

Registered Investment Advisory firm - (9/26/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(5/20/2026)

New Hampshire
(5/20/2026)

New York
(5/20/2026)

South Carolina
(5/20/2026)

IAR

South Carolina
(5/21/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/14/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/29/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/29/2023

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 3/2/2021

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 2/13/2021

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

GATEWAY WEALTH PARTNERS, LLC

CRD#: 322789 / SEC#: 801-126635

RIA

Registered Investment Advisory firm - (9/26/2022 Approved)

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Contact information

Main Address

100 W. Lawrence Street Suite 304, Appleton, WI 54911

Mailing Address

Phone number

(920) 731-9293

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GATEWAY WEALTH PARTNERS, LLC WRAP PROGRAM BROCHURE (10/3/2025)

GATEWAY DISCLOSURE BROCHURE (10/3/2025)

Regulatory assets under management

Total Number of Accounts	5,702
AUM (Assets Under Management)	$ 1,249,772,416

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Hope Sullivan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hope Sullivan's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL ENTERPRISE, LLC

LPL ENTERPRISE, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

GATEWAY WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/14/2022

Series 63

Date: 3/29/2021

Series 7TO

Date: 11/29/2023

Series 6TO

Date: 3/2/2021

SIE

Date: 2/13/2021

FINRA

Current Firm

GATEWAY WEALTH PARTNERS, LLC

Contact information

SEC notice filing (32 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GATEWAY WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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