John A. Edrington
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Andrew Edrington, who also goes by John Andrew Edrington III, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1981. John had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2017 - April 10, 2024
CITI PRIVATE ALTERNATIVES, LLC
August 17, 2010 - April 10, 2024
CITIGROUP GLOBAL MARKETS INC.
August 17, 2010 - April 10, 2024
CITIGROUP GLOBAL MARKETS INC.
August 26, 2004 - August 11, 2010
DEUTSCHE BANK SECURITIES INC.
August 26, 2004 - August 11, 2010
DEUTSCHE BANK SECURITIES INC.
March 27, 2002 - September 14, 2004
ALLIANCEBERNSTEIN L.P.
December 7, 2000 - September 14, 2004
SANFORD C. BERNSTEIN & CO., LLC
January 9, 1999 - December 7, 2000
SANFORD C. BERNSTEIN & CO., INC.
June 15, 1995 - September 14, 1998
MOMENTUM INDEPENDENT NETWORK INC.
February 4, 1993 - December 6, 1994
PRINCIPAL FINANCIAL SECURITIES,INC.
October 15, 1990 - April 14, 1993
PRUDENTIAL EQUITY GROUP, LLC
February 16, 1989 - October 23, 1990
HILLTOP SECURITIES INC.
January 20, 1988 - February 25, 1989
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.
April 16, 1986 - February 2, 1988
RAUSCHER PIERCE REFSNES, INC.
March 10, 1986 - April 21, 1986
THOMSON MCKINNON SECURITIES INC.
October 30, 1984 - January 27, 1986
MORGAN STANLEY & CO. LLC
April 18, 1981 - October 26, 1984
RAUSCHER PIERCE REFSNES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CITI PRIVATE ALTERNATIVES, LLC
CRD#: 153777 / SEC#: 801-71561, 8-69789
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITIGROUP INVESTMENT PARTNERS | MEMBER | |
| CONWAY, JOHN JAMES | PRINCIPAL FINANCIAL OFFICER (FINOP) | 1584619 |
| DE ANDRADE, ROBERTO CARLOS | MANAGER | 5841299 |
| JEAN-BAPTISTE, ALEX | CHIEF COMPLIANCE OFFICER | 6828963 |
| ODONNELL, DANIEL GLENN | MANAGER | 3160132 |
| ODONNELL, NIALL | PRINCIPAL OPERATIONS OFFICER | 6830897 |
| REMAK, MICHAEL DAVID | CEO/MANAGER | 2914374 |
Regulatory assets under management
| Total Number of Accounts | 183 |
| AUM (Assets Under Management) | $ 18,347,749,864 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
