William D. Druschel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Douglas Druschel was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1981. William had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2013 - December 31, 2013
MML INVESTORS SERVICES, LLC
April 16, 2013 - November 3, 2015
MML INVESTORS SERVICES, LLC
January 19, 2012 - March 18, 2013
MSI FINANCIAL SERVICES, INC.
July 1, 2011 - March 18, 2013
MSI FINANCIAL SERVICES, INC.
November 30, 2009 - June 9, 2011
MORGAN STANLEY
November 30, 2009 - June 9, 2011
MORGAN STANLEY
June 22, 2009 - September 21, 2009
EQUITABLE ADVISORS, LLC
June 22, 2009 - September 21, 2009
EQUITABLE ADVISORS, LLC
October 16, 2006 - April 2, 2009
BLACKROCK INVESTMENTS, LLC
May 26, 2006 - May 15, 2009
BLACKROCK FINANCIAL MANAGEMENT, INC
June 30, 2005 - May 31, 2006
BLACKROCK CAPITAL MANAGEMENT, INC.
February 8, 1999 - October 18, 2006
STATE STREET RESEARCH INVESTMENT SERVICES, INC.
June 14, 1988 - March 8, 1999
METROPOLITAN LIFE INSURANCE COMPANY
June 14, 1988 - March 8, 1999
MSI FINANCIAL SERVICES, INC.
November 3, 1987 - April 13, 1988
LEGG MASON WOOD WALKER, INCORPORATED
October 30, 1987 - November 4, 1987
LEGG MASON MASTEN INC.
August 19, 1983 - October 30, 1987
LEGG MASON WOOD WALKER, INCORPORATED
May 18, 1981 - August 19, 1983
JOHNSTON, LEMON & CO. INCORPORATED
Primary Firm SEC Registration
MML INVESTORS SERVICES, LLC
CRD#: 10409 / SEC#: 801-44264, 8-27250
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 12/10/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MML INVESTORS SERVICES, LLC
CRD#: 10409 / SEC#: 801-44264, 8-27250
Contact information
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSMUTUAL HOLDING LLC | MEMBER | |
| BAUER, THOMAS K | CHIEF TECHNOLOGY OFFICER | 4759472 |
| BOWMAN, VAUGHN CHARLES | CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHAIRMAN OF THE BOARD | 4725044 |
| CRADDOCK, GEOFFREY | DIRECTOR | 1444771 |
| DUCH III, EDWARD KARL | CHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT | 4808341 |
| LAPIANA, PAUL ANTHONY | DIRECTOR | 2237245 |
| MALLEE, JOSEPH PATRICK III | DIRECTOR | 4231618 |
| MINK, DAVID MYERS | VICE PRESIDENT AND CHIEF OPERATIONS OFFICER | 2606831 |
| RANDALL, GEORGE ASHLEY IV | FIELD RISK OFFICER | 4881503 |
| REILLY, JENNIFER RHODES | DIRECTOR | 3243154 |
| RISPOLI, FRANK JOSEPH | CHIEF FINANCIAL OFFICER AND TREASURER | 4364402 |
| ROGERS REID, COURTNEY MCKENZIE | CHIEF COMPLIANCE OFFICER | 5374512 |
| VACCARO, JOHN ARTHUR | CHAIRMAN EMERITUS | 2264004 |
| WILKINSON, MARY BEA | VICE PRESIDENT | 2159909 |
Regulatory assets under management
| Total Number of Accounts | 392,820 |
| AUM (Assets Under Management) | $ 90,021,969,258 |
Disclosures
| Regulatory Event | 27 |
| Arbitration | 1 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/24/2025 | ||
| 10/28/2024 | ||
| 11/28/2023 | ||
| 12/19/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
