Ellen B. Boshart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ellen B Boshart, who also goes by Ellen Beth Maher, Ellen Beth Suslak, was a registered financial professional .
Ellen is a previously registered financial professional and started their career in finance in 1981. Ellen had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2014 - December 23, 2014
REVERE SECURITIES LLC
September 1, 2009 - April 30, 2013
TP ICAP GLOBAL MARKETS AMERICAS LLC
September 7, 1993 - June 30, 2008
CITIGROUP GLOBAL MARKETS INC.
April 9, 1990 - September 7, 1993
LEHMAN BROTHERS INC.
May 14, 1988 - October 4, 1989
LEHMAN BROTHERS INC.
May 18, 1981 - May 14, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REVERE SECURITIES LLC
CRD#: 14178 / SEC#: , 8-30511
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 14 |
| Arbitration | 3 |
Red Flags
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