Colin S. Widen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Colin Stuart Widen was a registered financial professional .
Colin is a previously registered financial professional and started their career in finance in 1981. Colin had worked at 13 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2016 - December 18, 2018
BOSTON INNOVATION CAPITAL, LLC
January 22, 2015 - February 10, 2016
STILLPOINT CAPITAL, LLC
May 7, 2013 - August 12, 2013
FIRST LIBERTIES FINANCIAL
December 18, 2009 - May 6, 2011
PARKER POINT CAPITAL, LLC
May 8, 2009 - November 30, 2009
CELADON FINANCIAL GROUP LLC
July 13, 2004 - June 30, 2008
DEUTSCHE BANK SECURITIES INC.
May 23, 2000 - September 26, 2002
ADVEST, INC.
November 30, 1998 - March 5, 1999
TUCKER ANTHONY INCORPORATED
April 8, 1996 - April 21, 1998
SBC WARBURG DILLON READ INC.
September 4, 1992 - November 9, 1995
LEHMAN BROTHERS INC.
April 30, 1991 - August 18, 1992
INTESA SANPAOLO IMI SECURITIES CORP.
March 20, 1984 - April 30, 1991
MABON, NUGENT & CO.
May 18, 1981 - January 19, 1987
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 6/12/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BOSTON INNOVATION CAPITAL, LLC
CRD#: 268813 / SEC#: , 8-69633
Contact information
Documents
Red Flags
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