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KP

Kim Anh T. Pham

VESTIA PERSONAL WEALTH ADVISORS
ANNAPOLIS, MD
Some features on this profile are disabled
CRD#: 7303685
KP

Professional summary

Kim Anh Thi Pham, who also goes by Kim Anh Pham, is a registered financial advisor currently at VESTIA PERSONAL WEALTH ADVISORS located in Annapolis, Maryland.

Kim Anh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Kim Anh has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kim Anh Pham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kim Anh Thi Pham's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 9, 2022 - Present

VESTIA PERSONAL WEALTH ADVISORS

RIA
CRD#: 290565
ANNAPOLIS, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VP
VESTIA PERSONAL WEALTH ADVISORS
HELD AWAY METHOD, LLC | VESTIA VENTURES, LLC | VESTIA RETIREMENT PLAN CONSULTANTS | VESTIA PERSONAL WEALTH ADVISORS | VESTIA INSURANCE, LLC | VESTIA CONTRACT NEGOTIATION, LLC | VESTIA BROKERAGE, LLC | VESTIA ADVISORS, LLC

CRD#: 290565 / SEC#: 801-112175

RIA
Registered Investment Advisory firm - (12/13/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Maryland
(6/9/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/22/2022
Uniform Investment Adviser Law Examination

Current Firm

VP
VESTIA PERSONAL WEALTH ADVISORS
HELD AWAY METHOD, LLC | VESTIA VENTURES, LLC | VESTIA RETIREMENT PLAN CONSULTANTS | VESTIA PERSONAL WEALTH ADVISORS | VESTIA INSURANCE, LLC | VESTIA CONTRACT NEGOTIATION, LLC | VESTIA BROKERAGE, LLC | VESTIA ADVISORS, LLC

CRD#: 290565 / SEC#: 801-112175

RIA
Registered Investment Advisory firm - (12/13/2017 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
9121 Illinois Road Suite 51, Fort Wayne, IN 46804
Mailing Address
Phone number
(877) 669-1126
Established
Firm type
Fiscal year end
# of Employees
27

SEC notice filing (28 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

VESTIA PERSONAL WEALTH ADVISORS FORM ADV PART 2A - 20190530 (3/28/2025)
VESTIA RETIREMENT CONSULTANTS FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts3,829
AUM (Assets Under Management)$ 827,349,846

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
02/27/2026
Cover Page
Report
11/22/2024
Cover Page
Report
10/30/2024
Cover Page
Report
02/28/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VESTIA PERSONAL WEALTH ADVISORS

CRD#: 290565Annapolis, MD

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