CS
Carlos Schwarz Kleyman
SEAVIEW INVESTMENT MANAGERS LLC
Mexico City,
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CRD#: 7303648
CS
Professional summary
Carlos Schwarz Kleyman is a registered financial advisor currently at SEAVIEW INVESTMENT MANAGERS LLC .
Carlos is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Carlos has worked at 2 firms and has passed the Series 65 and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I'M A INSURANCE AGENT IN MEXICO, SELLING MOSTLY LIFE INSURANCE. I GOT CERTIFICIED IN SEPTEMBER 2018 BY THE COMISION NACIONAL DE 1-SEGUROS Y FIANZAS, WHICH IS THE FEDERAL GOVERMMENT ORGANIZATION IN CHARGE OF REGULATING INSURANCE PRACTICES IN MEXICO. MY DUTIES INCLUDE PROSPECTING POTENTIAL CLIENTS, IDENTIFYING THEIR NEEDS AND WANTS. RECOMMEND SUITABLE PRODUCTS, PREPARE QUOTES ACCORDINGLY AND FOLLOW UP ON CUSTOMERS POLICIES. I DEVOTE 40 HRS A WEEK TO THIS BUSINESS. GIVEN THAT THIS ACTIVITY PERTAIN TO INSURANCE IT IS CONSIDERED AN INVESTMENT RELATED ACTIVITY. 2-INSIGNIA LIFE- INSURANCE (LIFE) PROSPECT POTENTIAL CLIENTS, IDENTIFY THEIR NEEDS AND WANTS,RECOMMEND SUITABLE PRODUCTS.
CRS (Client Relationship Summary) - RIA
Click below to view Carlos Schwarz Kleyman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 18, 2025 - Present
SEAVIEW INVESTMENT MANAGERS LLC
RIA
CRD#: 300155
Mexico City,
Past
March 30, 2021 - August 12, 2025
VECTORGLOBAL IAG, INC.
RIA
CRD#: 147129
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SEAVIEW INVESTMENT MANAGERS LLC
CLAUDIA M.P. BATLLE, CFP (R) LLC | SEAVIEW INVESTMENT MANAGERS LLC | SEAVIEW GLOBAL INVESTMENTS
CRD#: 300155 / SEC#: 801-114975
RIA
Registered Investment Advisory firm - (4/9/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(9/18/2025)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
SI
SEAVIEW INVESTMENT MANAGERS LLC
CLAUDIA M.P. BATLLE, CFP (R) LLC | SEAVIEW INVESTMENT MANAGERS LLC | SEAVIEW GLOBAL INVESTMENTS
CRD#: 300155 / SEC#: 801-114975
RIA
Registered Investment Advisory firm - (4/9/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2 Alhambra Plaza Suite 802, Coral Gables, FL 33134
Mailing Address
Phone number
(305) 330-2332
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,613 |
| AUM (Assets Under Management) | $ 1,433,422,691 |
Red Flags
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