Connor M. Humphrey

WEALTH FOUNDATIONS PARTNERS

SALT LAKE CITY, UT 84101-2027

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CRD#: 7303127

Professional summary

Connor Michael Humphrey, who also goes by Connor M Humphrey, Connor Humphrey, is a registered financial advisor currently at WEALTH FOUNDATIONS PARTNERS, LLC located in Salt Lake City, Utah.

Connor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Connor has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Connor M Humphrey | Connor Humphrey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I sell term, variable, universal and whole life insurance. I currently work with ash brokerage for insurance related inquiries.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connor Michael Humphrey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 4, 2025 - Present

WEALTH FOUNDATIONS PARTNERS, LLC

Office #1: 50 W Broadway Ste 333 Pbm 181231, Salt Lake City, UT 84101-2027

RIA

CRD#: 330999

SALT LAKE CITY, UT

Past

December 17, 2021 - March 8, 2024

DRIVEWEALTH, LLC

CRD#: 165429

New York, NY

Past

November 4, 2021 - November 24, 2021

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

SALT LAKE CITY, UT

Past

January 14, 2021 - November 23, 2021

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SALT LAKE CITY, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(9/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/19/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/22/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/14/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/7/2021

Securities Industry Essentials Examination

Current Firm

WEALTH FOUNDATIONS PARTNERS, LLC

WEALTH FOUNDATIONS | WEALTH FOUNDATIONS PARTNERS, LLC

CRD#: 330999 / SEC#:

Colorado

Registered Investment Advisory firm - (6/16/2025 Approved)

Idaho

Registered Investment Advisory firm - (10/15/2025 Approved)

North Carolina

Registered Investment Advisory firm - (7/2/2025 Approved)

Ohio

Registered Investment Advisory firm - (11/20/2024 Approved)

Texas

Registered Investment Advisory firm - (4/8/2025 Conditional Restricted)

Utah

Registered Investment Advisory firm - (11/20/2024 Approved)

West Virginia

Registered Investment Advisory firm - (10/6/2025 Approved)

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Contact information

Main Address

50 W Broadway Ste 333 Pbm 181231, Salt Lake City, UT 84101

Mailing Address

Phone number

(888) 785-0020

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	316
AUM (Assets Under Management)	$ 92,107,877

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Connor M. Humphrey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connor Michael Humphrey's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH FOUNDATIONS PARTNERS, LLC

DRIVEWEALTH, LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/19/2024

Series 63

Date: 1/22/2021

Series 7TO

Date: 1/14/2021

SIE

Date: 1/7/2021

Current Firm

WEALTH FOUNDATIONS PARTNERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTH FOUNDATIONS PARTNERS, LLC

TRUST BUT VERIFY

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