Valerie T. Wagner

SCHORN WEALTH

Englewood, FL 34223

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CRD#: 7303016

Professional summary

Valerie Teresa Wagner, who also goes by Valerie Teresa Flores, Valerie Teresa Spina, is a registered financial advisor currently at SCHORN WEALTH located in Englewood, Florida.

Valerie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Valerie has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Valerie Teresa Flores | Valerie Teresa Spina

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Strategic Tax & Accounting Solutions, Inc. 2828 S. McCall R.D> #3216 Englewood, FL 34224 Not investment related This is a tax consulting firm. I am the owner and president. The business stated in November 2017. I devote 1 hour per month to this business but not during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Valerie Teresa Wagner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 20, 2021 - Present

SCHORN WEALTH

Office #1: 33 South Indiana Avenue, Englewood, FL 34223

RIA

CRD#: 304104

Englewood, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHORN WEALTH

CRD#: 304104 / SEC#: 801-116818

RIA

Registered Investment Advisory firm - (6/21/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/29/2021

Uniform Investment Adviser Law Examination

Current Firm

SCHORN WEALTH

CRD#: 304104 / SEC#: 801-116818

RIA

Registered Investment Advisory firm - (6/21/2019 Approved)

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Contact information

Main Address

33 South Indiana Avenue, Englewood, FL 34223

Mailing Address

Phone number

(610) 399-1500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV BROCHURE (3/17/2025)

Regulatory assets under management

Total Number of Accounts	1,620
AUM (Assets Under Management)	$ 367,750,871

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Valerie T. Wagner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Valerie Teresa Wagner's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCHORN WEALTH

Primary Firm SEC Registration

SCHORN WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 1/29/2021

Current Firm

SCHORN WEALTH

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SCHORN WEALTH

TRUST BUT VERIFY

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