Grant L. Thompson
Professional summary
Grant Leon Thompson, who also goes by Grant Leon Thompson, Grant Thompson, is a registered financial advisor currently at FINANCIAL ENHANCEMENT GROUP located in Anderson, Indiana.
Grant is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Grant has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Grant Leon Thompson's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 11, 2022 - Present
FINANCIAL ENHANCEMENT GROUP
Office #1: 2704 Enterprise Drive, Anderson, IN 46013June 11, 2021 - January 20, 2022
CHARLES SCHWAB & CO., INC.
January 5, 2021 - March 31, 2021
THRIVENT INVESTMENT MANAGEMENT INC.
Primary Firm SEC Registration
FINANCIAL ENHANCEMENT GROUP
CRD#: 159017 / SEC#: 801-72907
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/11/2022)
Exams
Series 7TO
Date: 10/4/2021
General Securities Representative ExaminationSeries 6TO
Date: 12/18/2020
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
FINANCIAL ENHANCEMENT GROUP
CRD#: 159017 / SEC#: 801-72907
Contact information
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,412 |
| AUM (Assets Under Management) | $ 831,506,691 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 | ||
| 10/22/2024 | ||
| 12/21/2023 | ||
| 03/23/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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