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AF

Andrew S. Finley

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CRD#: 7302853
AF
Andrew Steven Finley

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Andrew Steven Finley, who also goes by Andrew Finley, was a registered financial professional .

Andrew is a previously registered financial professional and started their career in finance in 2021. Andrew had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Aliases

Andrew Finley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 3/2022- NSB Wealth Advisors- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s) 2) 3/2022- Zions Bancorporation / Financial Institution Duty/ LBE- inv. related- Las Vegas NV - start date 2/2022- 160hrs/mth 3) 11/03/2022 - NBAZ Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/08/2022 - 40 Hours Per Month/40 Hours During Securities Trading.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 9, 2023 - May 28, 2026

CASH APP INVESTING LLC

BD
CRD#: 144076
OAKLAND, CA
Past

March 21, 2022 - August 1, 2023

LPL FINANCIAL LLC

RIA
CRD#: 6413
LAS VEGAS, NV
Past

March 8, 2022 - August 1, 2023

LPL FINANCIAL LLC

BD
CRD#: 6413
LAS VEGAS, NV
Past

May 5, 2021 - January 31, 2022

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
LAS VEGAS, NV
Past

February 16, 2021 - January 31, 2022

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
LAS VEGAS, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/27/2021
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/16/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/2/2020
Securities Industry Essentials Examination

Current Firm

CA
CASH APP INVESTING LLC
BLUE TIGER WEALTH MANAGEMENT | THIRD PARTY TRADE LLC | KACZMAREK FORSYTH & FRANK, LLC | KACZMAREK FINANCIAL SERVICES. LLC | KACZMAREK FINANCIAL SERVICES, LLC | CASH APP INVESTING LLC | BLUE TIGER WEALTH MANAGEMENT, LLC

CRD#: 144076 / SEC#: , 8-67630

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
400 Sw 6th Avenue Suite 210, Portland, OR 97214
Mailing Address
400 Sw 6th Avenue 11th Floor, Portland, OR 97204
Phone number
(855) 998-1788
Established
Delaware since 02/22/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
THIRD PARTY TECHNOLOGIES INC.100% OWNER
ADKINS, ASHLEY NICOLECHIEF COMPLIANCE OFFICER5919852
KOLAR, LOGAN STEVENSONFINANCIAL AND OPERATIONS PRINCIPAL6496667
KOLAR, LOGAN STEVENSONCHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER6496667

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

CASH APP INVESTING LLC

CRD#: 144076

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