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RR

Robert D. Rubin

EQUAPATH CAPITAL
Doral, FL 33172
Some features on this profile are disabled
CRD#: 7302819
RR

Professional summary


Robert David Rubin, who also goes by Robert D Rubin, Robert Rubins, is a registered financial professional currently at EQUAPATH CAPITAL, LLC located in Doral, Florida.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2021. Robert has worked at 1 firm and has passed the Series 63, Series 99TO, Series 79TO, Series 82TO, SIE and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Robert D Rubin | Robert Rubins

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Robert David Rubin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 18, 2021 - Present

EQUAPATH CAPITAL, LLC

Office #1: 8899 Nw 18th Terrace, Doral, FL 33172Office #2: 8899 Nw 18th Terrace, Doral, FL 33172
BD
CRD#: 313781
Doral, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(11/8/2021)
RR
Illinois
(9/30/2022)
RR
New Jersey
(9/9/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 7/11/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 11/6/2025
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 10/19/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 82TO
Date: 10/21/2020
Limited Representative-Private Securities Offerings
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


EC
EQUAPATH CAPITAL, LLC
EQUAPATH CAPITAL, LLC

CRD#: 313781 / SEC#: , 8-70693

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
8899 Nw 18th Terrace, Doral, FL 33172
Mailing Address
8899 Nw 18th Terrace, Doral, FL 33172
Phone number
(786) 331-3391
Established
Florida since 03/11/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
RUBIN, ROBERT DAVIDCEO/PRESIDENT/CCO/FINOP, PFO, POO7302819

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EQUAPATH CAPITAL, LLC

CRD#: 313781Doral, FL 33172

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