Charles Manley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Manley, who also goes by Charles Peter Manley, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2020. Charles had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2024 - May 2, 2024
INVICTUS ADVISORY SERVICES
October 4, 2021 - December 31, 2023
INVICTUS ADVISORY SERVICES
December 18, 2020 - September 27, 2021
EQUITABLE ADVISORS, LLC
October 29, 2020 - September 27, 2021
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/29/2020
General Securities Representative ExaminationCurrent Firm
INVICTUS ADVISORY SERVICES
CRD#: 312399 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 64 |
| AUM (Assets Under Management) | $ 25,440,679 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
