Conner F. Kleinsasser

RIDGE CAPITAL ADVISORS

Oro Valley, AZ 85737

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CRD#: 7302675

Professional summary

Conner Frederick Kleinsasser, who also goes by Conner Fredrick Kleinsasser, is a registered financial advisor currently at RIDGE CAPITAL ADVISORS, LLC located in Oro Valley, Arizona.

Conner is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Conner has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Conner Fredrick Kleinsasser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)-Various insurance companies; investment related; Oro Valley, AZ; Insurance Sales; Insurance Agent; 10/2020; approximately 30 hours per week, substantially all during market hours; Insurance Sales. (2) CK Design; not investment related; Oro Valley, AZ; web design; owner/web designer; 05/2015; approximately 10 hours per week, substantially none during market hours; owner/web site designer.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Conner Frederick Kleinsasser's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 3, 2020 - Present

RIDGE CAPITAL ADVISORS, LLC

Office #1: 10371 N. Oracle Rd. Suite 102, Oro Valley, AZ 85737

RIA

CRD#: 283756

Oro Valley, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(11/3/2020)

IAR

Maryland
(3/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/1/2020

Uniform Investment Adviser Law Examination

Current Firm

RIDGE CAPITAL ADVISORS, LLC

RIDGE CAPITAL ADVISORS, LLC | RIDGE CAPITAL TRADING L.L.C.

CRD#: 283756 / SEC#:

Arizona

Registered Investment Advisory firm - (1/1/2017 Approved)

California

Registered Investment Advisory firm - (11/16/2017 Approved)

Louisiana

Registered Investment Advisory firm - (12/12/2019 Terminated)

Maryland

Registered Investment Advisory firm - (6/14/2019 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

10371 N. Oracle Rd. Suite 102, Oro Valley, AZ 85737

Mailing Address

Phone number

(520) 544-7607

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	29
AUM (Assets Under Management)	$ 4,039,591

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Conner F. Kleinsasser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Conner Frederick Kleinsasser's CRS (Customer Relationship Summary).

Certified licenses

Experience

RIDGE CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/1/2020

Current Firm

RIDGE CAPITAL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RIDGE CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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