Timothy W. Dutton
Professional summary
Timothy Wayne Dutton, CFP®, who also goes by Tim Dutton, is a registered financial advisor currently at DUTTON FINANCIAL PLANNING, LLC located in Aledo, Texas.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Timothy has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Wayne Dutton's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2020
Experience
January 2, 2024 - Present
DUTTON FINANCIAL PLANNING, LLC
January 5, 2023 - July 25, 2023
COMMONWEALTH FINANCIAL NETWORK
November 29, 2022 - July 25, 2023
COMMONWEALTH FINANCIAL NETWORK
October 6, 2020 - December 6, 2022
COLORADO FINANCIAL MANAGEMENT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/2/2024)
Exams
Series 7TO
Date: 11/29/2022
General Securities Representative ExaminationCurrent Firm
DUTTON FINANCIAL PLANNING, LLC
CRD#: 328563 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 420,320 |
Red Flags
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