Phillip Samuel Schiller
Professional Summary
Phillip Samuel Schiller is a registered financial advisor currently at CCS TRANSACTIONS, LLC located in Minneapolis, Minnesota. Phillip is registered as a RR (Registered Representative) and started their career in finance in 2021. Phillip has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
5 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
CCS TRANSACTIONS, LLC
Contact Information
Main Address
150 South Fifth Street Suite 2700, Minneapolis, MN 55402Mailing Address
150 South Fifth Street Suite 2700, Minneapolis, MN 55402Phone Number
(612) 230-3100Established
Minnesota since 01/30/2002Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (10 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHARTWELL FINANCIAL ADVISORY, INC | MEMBER | — |
| BECKER, WILFRED FRANK JR. | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | 5656978 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/7/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Phillip Samuel Schiller's CRS (Customer Relationship Summary).
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