SH
Shane Hollenbeck
KESTRA ADVISORY SERVICES
Northampton, MA 01060
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CRD#: 7302517
SH
Shane HollenbeckKESTRA ADVISORY SERVICES
Professional summary
Shane Hollenbeck is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Northampton, Massachusetts and KESTRA INVESTMENT SERVICES, LLC located in Northampton, Massachusetts.
Shane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Shane has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: NORTHAMPTON FINANCIAL SERVICES POSITION: Field Assistant NATURE: Registered Field Assistant INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 10/06/2020 ADDRESS: 243 King Street, Suite 240, Northampton MA 01060, United States DESCRIPTION: My duties and obligations include managing internal reports, processing administrative detail, verifying data integrity and accuracy, and entering data into CRM software. Business Name: KESTRA ADVISORY SERVICES, LLC POSITION: Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 04/01/2022 ADDRESS: 243 King Street, Suite 240, Northampton MA 01060, United States DESCRIPTION: Advisory Services Wealth management
CRS (Client Relationship Summary) - RIA
Click below to view Shane Hollenbeck's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 17, 2022 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 243 King St., Suite 240, Northampton, MA 01060RIA
CRD#: 283330
Northampton, MA
Current
December 15, 2021 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 243 King Street Ste 240, Northampton, MA 01060BD
CRD#: 42046
Northampton, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Massachusetts(5/3/2022)
IAR
Massachusetts(5/17/2022)
RR
Texas(6/10/2022)
IAR
Texas(6/10/2022)
Exams
What does exam status mean?
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Passed: 12/14/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Loading...
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,359
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 192,439 |
| AUM (Assets Under Management) | $ 79,798,091,767 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Northampton, MA 01060TRUST BUT VERIFY
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