William N. Sheehan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Nolan Sheehan, who also goes by Nolan Sheehan, W Nolan Sheehan, William Nolan Sheehan III, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1981. William had worked at 5 firms and has passed the Series 63, SIE, Series 3, Series 55, Series 15, Series 5, Series 7, Series 53, Series 30, Series 27, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2016 - April 6, 2020
REVERE SECURITIES LLC
November 9, 1993 - May 10, 2016
BURNHAM SECURITIES INC.
January 2, 1992 - May 6, 1992
NEW STREET SECURITIES CORPORATION
March 7, 1991 - December 2, 1992
DBLKM INC.
February 6, 1991 - December 19, 1991
DREXEL BURNHAM LAMBERT INCORPORATED
May 18, 1981 - March 13, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 3/14/2000
Limited Representative-Equity Trader ExamSeries 15
Date: 6/8/1990
Foreign Currency Options ExaminationSeries 5
Date: 5/30/1990
Interest Rate Options ExaminationSeries 8
Date: 12/20/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
REVERE SECURITIES LLC
CRD#: 14178 / SEC#: , 8-30511
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 14 |
| Arbitration | 3 |
Red Flags
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