Kevin M. Serkin

ROBINHOOD ASSET MANAGEMENT

Highlands, NJ

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CRD#: 7301787

Professional summary

Kevin Michael Serkin, who also goes by Kevin Serkin, is a registered financial advisor currently at ROBINHOOD ASSET MANAGEMENT located in Highlands, New Jersey and ROBINHOOD FINANCIAL, LLC located in New York, New York.

Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Kevin has worked at 4 firms and has passed the Series 66, Series 7TO, Series 99TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin Serkin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Michael Serkin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 28, 2025 - Present

ROBINHOOD ASSET MANAGEMENT

RIA

CRD#: 323736

Highlands, NJ

Current

November 7, 2023 - Present

ROBINHOOD FINANCIAL, LLC

Office #1: 413 West 14th Street 3rd And 4th Floor, New York, NY 10014

CRD#: 165998

New York, NY

Past

October 13, 2022 - June 20, 2023

GENESIS GLOBAL TRADING, INC

CRD#: 136962

NEW YORK, NY

Past

August 5, 2022 - October 10, 2022

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROBINHOOD ASSET MANAGEMENT

RAM | ROBINHOOD STRATEGIES | ROBINHOOD ASSET MANAGEMENT, LLC | ROBINHOOD ASSET MANAGEMENT

CRD#: 323736 / SEC#: 801-127371

RIA

Registered Investment Advisory firm - (1/14/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(8/13/2025)

New York
(1/28/2025)

IAR

New York
(1/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/30/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/15/2024

General Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 8/5/2022

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 6/9/2022

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

ROBINHOOD ASSET MANAGEMENT

RAM | ROBINHOOD STRATEGIES | ROBINHOOD ASSET MANAGEMENT, LLC | ROBINHOOD ASSET MANAGEMENT

CRD#: 323736 / SEC#: 801-127371

RIA

Registered Investment Advisory firm - (1/14/2025 Approved)

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Contact information

Main Address

85 Willow Road, Menlo Park, CA 94025

Mailing Address

Phone number

650-940-2700 EXT 31450

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RAM FORM ADV PART 2A CLIENT BROCHURE (11/7/2025)

Regulatory assets under management

Total Number of Accounts	81,015
AUM (Assets Under Management)	$ 158,695,275

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kevin M. Serkin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Michael Serkin's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROBINHOOD FINANCIAL, LLC

GENESIS GLOBAL TRADING, INC

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

ROBINHOOD ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 9/30/2024

Series 7TO

Date: 4/15/2024

Series 99TO

Date: 8/5/2022

SIE

Date: 6/9/2022

FINRA

Current Firm

ROBINHOOD ASSET MANAGEMENT

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ROBINHOOD ASSET MANAGEMENT

TRUST BUT VERIFY

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