Leonardo E. Rodriguez-rodriguez

KEYES, STANGE & WOOTEN WEALTH MANAGEMENT

DAYTONA BEACH, FL 32114

Some features on this profile are disabled

CRD#: 7301651

Professional summary

Leonardo Emmanuel Rodriguez-rodriguez, who also goes by Leonardo Emmanuel Rodriguez, Leonardo Rodriguez, Leonardo E Rodriguez-rodriguez, Leo Rodriguez, Leonardo Rodriguez-rodriguez, is a registered financial advisor currently at KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC located in Daytona Beach, Florida.

Leonardo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Leonardo has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Leonardo Emmanuel Rodriguez | Leonardo Rodriguez | Leonardo E Rodriguez-Rodriguez | Leo Rodriguez | Leonardo Rodriguez-Rodriguez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leonardo Emmanuel Rodriguez-rodriguez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 14, 2025 - Present

KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC

Office #1: 1825 Business Park Blvd. Suite E, Daytona Beach, FL 32114

RIA

CRD#: 139806

DAYTONA BEACH, FL

Past

November 14, 2023 - May 22, 2024

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

LEWISVILLE, TX

Past

December 22, 2022 - November 10, 2023

NYLIFE SECURITIES LLC

CRD#: 5167

DALLAS, TX

Past

July 5, 2022 - November 17, 2022

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Westlake, TX

Past

March 12, 2021 - April 7, 2022

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC

ATLANTIC FINANCIAL PLANNING GROUP, LLC | KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC

CRD#: 139806 / SEC#: 801-80151

RIA

Registered Investment Advisory firm - (8/5/2014 Approved)

Florida

Registered Investment Advisory firm - (8/18/2014 Terminated)

Texas

Registered Investment Advisory firm - (8/18/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/13/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/22/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/12/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/7/2021

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 9

Date: 2/18/2022

General Securities Sales Supervisor - Options Module Examination

Current Firm

KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC

ATLANTIC FINANCIAL PLANNING GROUP, LLC | KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC

CRD#: 139806 / SEC#: 801-80151

RIA

Registered Investment Advisory firm - (8/5/2014 Approved)

Florida

Registered Investment Advisory firm - (8/18/2014 Terminated)

Texas

Registered Investment Advisory firm - (8/18/2014 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1825 Business Park Blvd. Suite E, Daytona Beach, FL 32114

Mailing Address

Phone number

(386) 253-1980

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A RETIREMENT PLAN BROCHURE (2/28/2025)

BROCHURE (2/28/2025)

Regulatory assets under management

Total Number of Accounts	985
AUM (Assets Under Management)	$ 350,127,539

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/17/2024	Cover Page	Report
10/11/2023	Cover Page	Report
01/03/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Shelly Wohler

INDEPENDENT FINANCIAL PARTNERS

IAR

Brookfield, WI

Devlin Carothers

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Vancouver, WA

Tyrane Perry

J.P. MORGAN SECURITIES LLC

IAR

Atlanta, GA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Leonardo E. Rodriguez-rodriguez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leonardo Emmanuel Rodriguez-rodriguez's CRS (Customer Relationship Summary).

Certified licenses

Experience

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

NYLIFE SECURITIES LLC

CHARLES SCHWAB & CO., INC.

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/13/2025

Series 63

Date: 1/22/2021

Series 7TO

Date: 3/12/2021

SIE

Date: 1/7/2021

Series 9

Date: 2/18/2022

Current Firm

KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors