Sofia A. Fernandez Morell

HARBOR ITHAKA

MIAMI, FL 33137

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CRD#: 7301571

Professional summary

Sofia A Fernandez Morell, who also goes by Sofia Alejandra Fernandez Morell, Sofia Fernandezmorell, is a registered financial advisor currently at HARBOR ITHAKA located in Miami, Florida.

Sofia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Sofia has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sofia Alejandra Fernandez Morell | Sofia Fernandezmorell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sofia A Fernandez Morell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 7, 2025 - Present

HARBOR ITHAKA

Office #1: 3250 Ne 1st Ave. 3rd Floor, Suite #305, Miami, FL 33137

RIA

CRD#: 170580

MIAMI, FL

Past

November 17, 2022 - September 27, 2024

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

Miami, FL

Past

November 16, 2022 - September 27, 2024

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

Miami, FL

Past

August 27, 2021 - November 17, 2022

MORGAN STANLEY

RIA

CRD#: 149777

Coral Gables, FL

Past

June 18, 2021 - November 17, 2022

MORGAN STANLEY

CRD#: 149777

Coral Gables, FL

Past

June 1, 2021 - June 14, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARBOR ITHAKA

CRD#: 170580 / SEC#: 801-113143

RIA

Registered Investment Advisory firm - (5/4/2018 Approved)

Florida

Registered Investment Advisory firm - (4/1/2019 Terminated)

New York

Registered Investment Advisory firm - (8/15/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/26/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/1/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/27/2021

Securities Industry Essentials Examination

Current Firm

HARBOR ITHAKA

CRD#: 170580 / SEC#: 801-113143

RIA

Registered Investment Advisory firm - (5/4/2018 Approved)

Florida

Registered Investment Advisory firm - (4/1/2019 Terminated)

New York

Registered Investment Advisory firm - (8/15/2017 Terminated)

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Contact information

Main Address

3250 Ne 1st Ave. 3rd Floor, Suite #305, Miami, FL 33137

Mailing Address

Phone number

(305) 755-7600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RAFAEL ALCANTARA LANSBERG (3/24/2025)

HARBOR ITHAKA WM BROCHURE MARCH 2021 (3/24/2025)

CARLOS MACHADO (3/24/2025)

Regulatory assets under management

Total Number of Accounts	76
AUM (Assets Under Management)	$ 159,634,055

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Sofia A. Fernandez Morell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sofia A Fernandez Morell's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MORGAN STANLEY

MORGAN STANLEY

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

HARBOR ITHAKA

State Registrations and Notice Filings

Exams

Series 66

Date: 8/26/2021

Series 7TO

Date: 6/1/2021

SIE

Date: 2/27/2021

Current Firm

HARBOR ITHAKA

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HARBOR ITHAKA

TRUST BUT VERIFY

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