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RS

Rahul Sarin

SAVVY
Eastchester, NY
Some features on this profile are disabled
CRD#: 7301567
RS
Rahul SarinSAVVY

Professional summary

Rahul Sarin is a registered financial advisor currently at SAVVY located in Eastchester, New York and STONEHAVEN, LLC located in New York, New York.

Rahul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Rahul has worked at 5 firms and has passed the Series 65, Series 63, Series 82TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rahul Sarin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 16, 2026 - Present

SAVVY

RIA
CRD#: 318493
Eastchester, NY
Current

September 11, 2024 - Present

STONEHAVEN, LLC

Office #1: 600 Fifth Avenue Second Floor, New York, NY 10020
BD
CRD#: 118913
NEW YORK, NY
Past

May 26, 2026 - June 9, 2026

RISA WEALTH LLC

RIA
CRD#: 342331
EASTCHESTER, NY
Past

June 9, 2023 - August 21, 2024

SP ASSET MANAGEMENT LLC

RIA
CRD#: 323369
Eastchester, NY
Past

April 29, 2021 - April 11, 2023

AVENDUS CAPITAL, INC.

BD
CRD#: 150160
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SAVVY
CEDAR + SEVENS WEALTH | WEALTH RETENTION | SULLIVAN FARR WEALTH ADVISORS | STANDING OAK ADVISORS | SAVVY WEALTH, INC. | SAVVY WEALTH | SAVVY ADVISORS, INC. | SAVVY | PRESTIQ WEALTH PARTNERS CORP | PILLAR CAPITAL, LLC | NINE FOUR WEALTH | MARKETWISE ASSET MANAGEMENT | KHOURY PRIVATE WEALTH | HARDY CAPITAL INVESTMENTS | FLOURISH FINANCIAL PARTNERS

CRD#: 318493 / SEC#: 801-123656

RIA
Registered Investment Advisory firm - (4/11/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(9/17/2024)
RR
California
(9/12/2024)
RR
Colorado
(9/12/2024)
RR
Connecticut
(9/11/2024)
RR
Delaware
(9/24/2024)
RR
District of Columbia
(9/18/2024)
RR
Florida
(9/11/2024)
RR
Georgia
(9/12/2024)
RR
Maryland
(9/17/2024)
RR
Massachusetts
(9/12/2024)
RR
New Jersey
(9/12/2024)
RR
New York
(9/12/2024)
IAR
New York
(6/16/2026)
RR
Pennsylvania
(9/12/2024)
RR
Texas
(9/12/2024)
IAR
Texas
(6/16/2026)
RR
Virginia
(9/16/2024)
RR
Washington
(11/7/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/9/2023
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/18/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 4/29/2021
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 1/15/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

SA
SAVVY
CEDAR + SEVENS WEALTH | WEALTH RETENTION | SULLIVAN FARR WEALTH ADVISORS | STANDING OAK ADVISORS | SAVVY WEALTH, INC. | SAVVY WEALTH | SAVVY ADVISORS, INC. | SAVVY | PRESTIQ WEALTH PARTNERS CORP | PILLAR CAPITAL, LLC | NINE FOUR WEALTH | MARKETWISE ASSET MANAGEMENT | KHOURY PRIVATE WEALTH | HARDY CAPITAL INVESTMENTS | FLOURISH FINANCIAL PARTNERS

CRD#: 318493 / SEC#: 801-123656

RIA
Registered Investment Advisory firm - (4/11/2022 Approved)
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Contact information

Main Address
111 West 33rd Street Unit 1410, New York, NY 10001
Mailing Address
Phone number
(833) 745-6789
Established
Firm type
Fiscal year end
# of Employees
60

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SAVVY ADV PART 2 (8/19/2025)

Regulatory assets under management

Total Number of Accounts3,776
AUM (Assets Under Management)$ 1,295,318,161

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAVVY

CRD#: 318493Eastchester, NY

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