Timothly L. Rowland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothly Lee Rowland, CFP®, who also goes by Timothy Lee Rowland, was a registered financial professional .
Timothly is a previously registered financial professional and started their career in finance in 1981. Timothly had worked at 6 firms and has passed the Series 65, Series 63, Series 5, Series 7, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2002
Experience
November 1, 2021 - May 15, 2023
MERCER GLOBAL ADVISORS INC.
September 7, 1994 - March 30, 2021
ROWLAND CARMICHAEL ADVISORS INC
June 26, 1989 - December 4, 1998
HARTFORD CAPITAL CORPORATION
June 5, 1987 - October 19, 1989
BOUCHER, OEHMKE & COMPANY
February 4, 1986 - June 12, 1987
WEDBUSH SECURITIES INC.
May 18, 1981 - February 12, 1986
DREXEL BURNHAM LAMBERT INCORPORATED
Primary Firm SEC Registration
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 12/12/1981
Interest Rate Options ExaminationCurrent Firm
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 99,044 |
| AUM (Assets Under Management) | $ 60,256,270,580 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/29/2025 | ||
| 07/31/2024 | ||
| 09/28/2023 | ||
| 12/07/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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