Louis M. Satenstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Murray Satenstein, who also goes by Louis Murray Stenstein, was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1981. Louis had worked at 7 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2001 - March 15, 2017
INTL FCSTONE CREDIT TRADING LLC
August 17, 1999 - March 23, 2001
ABN AMRO SECURITIES LLC
June 25, 1997 - April 21, 1999
LEHMAN BROTHERS INC.
June 12, 1991 - June 20, 1997
UBS FINANCIAL SERVICES INC.
April 8, 1986 - June 7, 1991
PRUDENTIAL EQUITY GROUP, LLC
August 24, 1982 - April 4, 1986
E. F. HUTTON & COMPANY INC
May 18, 1981 - September 8, 1982
MOORE & SCHLEY, CAMERON & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTL FCSTONE CREDIT TRADING LLC
CRD#: 41025 / SEC#: , 8-49291
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
