Brett G. Brubaker
Professional summary
Brett George Brubaker was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Brett is a previously registered financial professional and started their career in finance in 1981. Prior to being barred, Brett had worked at 3 firms, which includes ABRAHAM AND SONS INCORPORATED, LAZARD FRERES & CO. LLC, NEUBERGER BERMAN BD LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 1986 - September 9, 1998
ABRAHAM AND SONS, INCORPORATED
April 9, 1984 - July 29, 1985
LAZARD FRERES & CO. LLC
May 18, 1981 - March 23, 1984
NEUBERGER BERMAN BD LLC
State Registrations and Notice Filings
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Exams
Current Firm
ABRAHAM AND SONS, INCORPORATED
CRD#: 16952 / SEC#: , 8-34893
Contact information
Documents
Red Flags
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