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JK

Jeffrey L. Keierleber

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CRD#: 730123
JK

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey Lee Keierleber was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 1981. Jeffrey had worked at 2 firms and has passed the Series 63, Series 22TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 25, 1981 - October 23, 2023

DECADE SECURITIES CORP.

BD
CRD#: 10226
BROOKFIELD, WI
Past

May 18, 1981 - November 9, 1982

FPC SECURITIES CORPORATION

BD
CRD#: 5970

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 4/27/1981
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative Examination
General Industry/Product Exam

Current Firm


DS
DECADE SECURITIES CORP.
DECADE SECURITIES CORP.

CRD#: 10226 / SEC#: , 8-26784

BD
Terminated by SEC on 10/21/2023
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Contact information


Main Address
Mailing Address
Phone number
Established
Wisconsin since 08/27/1980
Firm type
Corporation
Fiscal year end
August
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
DECADE PROPERTIES, INC.SHAREHOLDER
KEIERLEBER, JEFFREY LEESHAREHOLDER730123
DECADE 80, INC.SHAREHOLDER
DECADE COMPANIESSHAREHOLDER
SWEET, MICHAEL GERALDCHIEF COMPLIANCE OFFICER, DIRECTOR, PRESIDENT AND TREASURER1504948

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DECADE SECURITIES CORP.

CRD#: 10226

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