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Stephen P. Varlotta

PROATHLETE WEALTH MANAGEMENT
Scarsdale, NY
Some features on this profile are disabled
CRD#: 7300969
SV

Professional summary

Stephen P Varlotta is a registered financial advisor currently at PROATHLETE WEALTH MANAGEMENT LLC located in Scarsdale, New York.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Stephen has worked at 1 firm and has passed the Series 65, Series 87 and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen P Varlotta's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 14, 2026 - Present

PROATHLETE WEALTH MANAGEMENT LLC

RIA
CRD#: 317372
Scarsdale, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PROATHLETE WEALTH MANAGEMENT LLC
PROATHLETE WEALTH MANAGEMENT LLC

CRD#: 317372 / SEC#: 801-123310

RIA
Registered Investment Advisory firm - (2/24/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(1/14/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/11/2025
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 87
Date: 12/7/2020
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
SIE
Date: 11/6/2020
Securities Industry Essentials Examination

Current Firm

PW
PROATHLETE WEALTH MANAGEMENT LLC
PROATHLETE WEALTH MANAGEMENT LLC

CRD#: 317372 / SEC#: 801-123310

RIA
Registered Investment Advisory firm - (2/24/2022 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
4401 N. Federal Highway, Suite 201, Boca Raton, FL 33431
Mailing Address
Phone number
(561) 988-5540
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (25 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PROATHLETE 2025 AMENDED 2A (6/4/2025)

Regulatory assets under management

Total Number of Accounts143
AUM (Assets Under Management)$ 312,000,000

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
07/16/2025
Cover Page
Report
08/14/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PROATHLETE WEALTH MANAGEMENT LLC

CRD#: 317372Scarsdale, NY

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