Vanessa R. Vallone
Professional summary
Vanessa R Vallone is a registered financial professional currently at ALAMO CAPITAL located in Walnut Creek, California.
Vanessa is registered as a RR (Registered Representative) and started their career in finance in 2022. Vanessa has worked at 1 firm and has passed the Series 63, Series 52TO, Series 7TO, SIE and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vanessa R Vallone's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 14, 2022 - Present
ALAMO CAPITAL
Office #1: 201 N Civic Dr #180, Walnut Creek, CA 94596State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/16/2022)
Exams
Series 52TO
Date: 4/15/2025
Municipal Securities Representative ExaminationSeries 7TO
Date: 1/14/2022
General Securities Representative ExaminationFINRA
Current Firm
ALAMO CAPITAL
CRD#: 26193 / SEC#: 801-135291, 8-42293
Contact information
FINRA licenses (41 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 19 |
| AUM (Assets Under Management) | $ 103,590,000 |
Disclosures
| Regulatory Event | 3 |
| Bond | 3 |
Red Flags
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Company Information
ALAMO CAPITAL
CRD#: 26193Walnut Creek, CA 94596TRUST BUT VERIFY
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