Hector Alejandro Moreno Olivas
Professional Summary
Hector Alejandro Moreno Olivas is a registered financial advisor currently at SANTA BARBARA MANAGEMENT located in Montecito, California. Hector is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Hector has worked at 2 firms and has passed the Series 63, Series 52TO, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
6 years in the financial services industry
Current & Past Employments
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Current Firm
SANTA BARBARA MANAGEMENT | SANTA BARBARA MGMT, LLC
Contact Information
Main Address
222 N. Lasalle Street Suite 625, Chicago, IL 60601Phone Number
(734) 604-9891# of Employees
18SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
267AUM (Assets Under Management)
$530,188,760Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
SANTA BARBARA MANAGEMENT | SANTA BARBARA MGMT, LLC
State Registrations and Notice Filings
(10/20/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Oct 2020About the Series 52TO examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Hector Alejandro Moreno Olivas's CRS (Customer Relationship Summary).
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