Joseph M. Rugger

TOOTH & COIN WEALTH

Corinth, TX

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CRD#: 7300630

Professional summary

Joseph Michael Rugger is a registered financial advisor currently at TOOTH & COIN WEALTH located in Corinth, Texas.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Joseph has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

10/2019 Vanhorn Accounting dba Tooth and Coin ; Non Investment Related ; Accounting Director; CPA/Accounting and Taxes ; Corinth, TX ; Approximately 50% of professional time spent and during trading hours ; Back end accounting of dental practices/supervision of accounting managers.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Michael Rugger's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 7, 2022 - Present

TOOTH & COIN WEALTH

RIA

CRD#: 317202

Corinth, TX

Past

October 1, 2020 - December 31, 2021

DENTIST ADVISORS

RIA

CRD#: 149559

Corinth, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(7/14/2023)

IAR

Louisiana
(3/18/2024)

IAR

Pennsylvania
(5/21/2024)

IAR

Tennessee
(11/27/2023)

IAR

Texas
(1/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/18/2020

Uniform Investment Adviser Law Examination

Current Firm

TOOTH & COIN WEALTH

BRIDGE TO WEALTH | TOOTH AND COIN WEALTH | TOOTH & COIN WEALTH | BRIDGE TO WEALTH LLC

CRD#: 317202 / SEC#:

Arkansas

Registered Investment Advisory firm - (7/14/2023 Approved)

Louisiana

Registered Investment Advisory firm - (3/18/2024 Approved)

Pennsylvania

Registered Investment Advisory firm - (5/20/2024 Approved)

Tennessee

Registered Investment Advisory firm - (11/27/2023 Approved)

Texas

Registered Investment Advisory firm - (1/7/2022 Approved)

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Contact information

Main Address

Corinth, TX

Mailing Address

Phone number

(214) 592-1084

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	124
AUM (Assets Under Management)	$ 12,573,497

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joseph M. Rugger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Michael Rugger's CRS (Customer Relationship Summary).

Certified licenses

Experience

TOOTH & COIN WEALTH

DENTIST ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 9/18/2020

Current Firm

TOOTH & COIN WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TOOTH & COIN WEALTH

TRUST BUT VERIFY

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