Timothy M. O Brien
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Michael O Brien, who also goes by Timothy O Brien, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2021. Timothy had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2022 - May 7, 2024
STEWARDSHIP INVESTMENT SERVICES LLC
February 2, 2021 - October 12, 2021
MML INVESTORS SERVICES, LLC
January 11, 2021 - October 12, 2021
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/11/2021
General Securities Representative ExaminationCurrent Firm
STEWARDSHIP INVESTMENT SERVICES LLC
CRD#: 318026 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 33 |
| AUM (Assets Under Management) | $ 1,500,000 |
Red Flags
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