Kathleen M. Renck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathleen Mary Renck was a registered financial professional .
Kathleen is a previously registered financial professional and started their career in finance in 1981. Kathleen had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2012 - April 13, 2023
FBN SECURITIES, INC.
September 18, 2006 - November 30, 2011
WALL STREET ACCESS
June 13, 2006 - September 12, 2006
NEWOAK CAPITAL MARKETS LLC
December 20, 2000 - March 20, 2001
ZPG SECURITIES, L.L.C.
June 19, 2000 - January 31, 2006
BLUE RIVER CAPITAL LLC
February 14, 1997 - May 10, 1999
ASIEL & CO. LLC
November 1, 1993 - February 11, 1997
BUCKMAN, BUCKMAN & REID, INC.
July 19, 1993 - November 11, 1993
R. L. RENCK & CO., INC.
May 16, 1991 - June 15, 1992
ROBERT FLEMING INC.
May 12, 1982 - November 6, 1990
FINANCIAL SQUARE PARTNERS
May 15, 1981 - April 5, 1982
PERSHING LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FBN SECURITIES, INC.
CRD#: 18315 / SEC#: , 8-30461
Contact information
FINRA licenses (36 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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