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Geoffrey Charles Finch

Geoffrey C. Finch

HARMONY ROAD ADVISORS
Elizabethtown, PA
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CRD#: 7300603
Geoffrey Charles Finch

Professional summary

Geoffrey Charles Finch, CFP® is a registered financial advisor currently at HARMONY ROAD ADVISORS located in Elizabethtown, Pennsylvania.

Geoffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Geoffrey has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The Wenger Group; NOT investment-related; 111 W Harrisburg Ave, Rheems PA 17570; Agribusiness serving feed customers; Project Manager; start date 01/01/2020; approximately 60 hrs/month (20 during trading hours); duties include managing 2 strategic projects relating to a new ingredient and a new health care model for employees.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Geoffrey Charles Finch's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2023

Experience

Current

November 16, 2020 - Present

HARMONY ROAD ADVISORS

RIA
CRD#: 311126
Elizabethtown, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(11/16/2020)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/1/2020
Uniform Investment Adviser Law Examination

Current Firm

HR
HARMONY ROAD ADVISORS
HARMONY ROAD ADVISORS | HARMONY ROAD ADVISORS LLC

CRD#: 311126 / SEC#:

Pennsylvania
Registered Investment Advisory firm - (11/16/2020 Approved)
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Contact information

Main Address
Elizabethtown, PA
Mailing Address
Phone number
(717) 433-3594
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts120
AUM (Assets Under Management)$ 24,266,218

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HARMONY ROAD ADVISORS

CRD#: 311126Elizabethtown, PA

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