Alaina Cohen
Professional summary
Alaina Cohen is a registered financial professional currently at WEBULL FINANCIAL LLC located in New York, New York.
Alaina is registered as a RR (Registered Representative) and started their career in finance in 2020. Alaina has worked at 4 firms and has passed the Series 66, Series 79TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alaina Cohen's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 6, 2025 - Present
WEBULL FINANCIAL LLC
Office #1: 44 Wall Street 2nd Floor, New York, NY 10005January 3, 2022 - February 4, 2025
CANTOR FITZGERALD & CO.
April 19, 2021 - December 21, 2021
THINKEQUITY LLC
January 19, 2021 - April 15, 2021
UBS FINANCIAL SERVICES INC.
December 7, 2020 - April 15, 2021
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/6/2025)
Exams
Series 79TO
Date: 3/26/2022
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 12/5/2020
General Securities Representative ExaminationFINRA
Current Firm
WEBULL FINANCIAL LLC
CRD#: 289063 / SEC#: , 8-69978
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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