Darleen M. Gilmore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darleen M Gilmore, who also goes by Darleen Martin Carr, Darleen Terasha Carr, Darleen Terasha Gilmore, Darleen Terasha Martin, Darleen Therasha Martin, was a registered financial professional .
Darleen is a previously registered financial professional and started their career in finance in 1981. Darleen had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2013 - August 23, 2019
SCF INVESTMENT ADVISORS, INC.
October 9, 2013 - December 31, 2019
SCF SECURITIES, INC.
January 1, 1999 - December 8, 2004
THE AUSTIN RETIREMENT SPECIALISTS
February 4, 1993 - October 28, 2013
LPL FINANCIAL LLC
February 4, 1993 - October 28, 2013
LPL FINANCIAL LLC
February 12, 1992 - February 3, 1993
ANDREWS, HENTGES & ASSOCIATES, INC.
May 14, 1981 - January 27, 1992
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCF INVESTMENT ADVISORS, INC.
CRD#: 123608 / SEC#: 801-71206
Contact information
Regulatory assets under management
| Total Number of Accounts | 6,190 |
| AUM (Assets Under Management) | $ 1,349,597,453 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2024 | ||
| 06/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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