KD
Kayla L. Douglas
PROFESSIONAL FINANCIAL ADVISORS
North Platte, NE 69101-5311
CRD#: 7300356
Some features on this profile are disabled
KD
Kayla Lynn DouglasPROFESSIONAL FINANCIAL ADVISORS
Professional summary
Kayla Lynn Douglas is a registered financial advisor currently at PROFESSIONAL FINANCIAL ADVISORS, LLC located in North Platte, Nebraska.
Kayla is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Kayla has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kayla Lynn Douglas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 13, 2021 - Present
PROFESSIONAL FINANCIAL ADVISORS, LLC
Office #1: 1400 S Dewey St Suite 300, North Platte, NE 69101-5311RIA
CRD#: 173719
North Platte, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PROFESSIONAL FINANCIAL ADVISORS, LLC
PROFESSIONAL FINANCIAL ADVISORS, LLC | TOTAL PORTFOLIOS
CRD#: 173719 / SEC#: 801-114978
RIA
Registered Investment Advisory firm - (4/10/2019 Approved)Colorado
Registered Investment Advisory firm - (4/24/2019 Terminated)Kansas
Registered Investment Advisory firm - (4/22/2019 Terminated)Missouri
Registered Investment Advisory firm - (4/22/2019 Terminated)Nebraska
Registered Investment Advisory firm - (4/22/2019 Terminated)Texas
Registered Investment Advisory firm - (4/22/2019 Terminated)Wyoming
Registered Investment Advisory firm - (4/22/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nebraska(5/13/2021)
Current Firm
PF
PROFESSIONAL FINANCIAL ADVISORS, LLC
PROFESSIONAL FINANCIAL ADVISORS, LLC | TOTAL PORTFOLIOS
CRD#: 173719 / SEC#: 801-114978
RIA
Registered Investment Advisory firm - (4/10/2019 Approved)Colorado
Registered Investment Advisory firm - (4/24/2019 Terminated)Kansas
Registered Investment Advisory firm - (4/22/2019 Terminated)Missouri
Registered Investment Advisory firm - (4/22/2019 Terminated)Nebraska
Registered Investment Advisory firm - (4/22/2019 Terminated)Texas
Registered Investment Advisory firm - (4/22/2019 Terminated)Wyoming
Registered Investment Advisory firm - (4/22/2019 Terminated)Loading...
Contact information
Main Address
1400 S Dewey St Suite 300, North Platte, NE 69101-5311
Mailing Address
Po Box 1070, North Platte, NE 69103-1070
Phone number
(308) 534-8210
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,345 |
| AUM (Assets Under Management) | $ 769,807,736 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
