Joseph Davidson
GOLDSTONE FINANCIAL GROUP | Senior Advisor
Oakbrook Terrace, IL 60181
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CRD#: 7300127
Professional summary
Joseph Davidson is a registered financial advisor currently at GOLDSTONE FINANCIAL GROUP, LLC located in Oakbrook Terrace, Illinois.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Joseph has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Biography
Joe Davidson is committed to helping individuals and families achieve their retirement goals. He makes sure that his financial strategies are equipped with proven tools and resources to help guide his clients to the financial freedom that they worked so hard for and deserve. He takes pride in being a fiduciary advisor and always acting in his clients’ best interests, as required by law.
Joe obtained his bachelor’s in finance from Trinity Christian College. He has passed his Series 7 and 66 license and holds an Illinois life and health insurance license.
Question & Answer
What are your service offerings?
Retirement Planning,
Lifetime Income Planning,
Wealth Mangement,
Investment Planning,
Healthcare Planning,
Tax Planning,
Legacy Planning,
Asset Protection Planning
How do you get paid?
Commission and Fee
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Licensed insurance agent to sell life and fixed annuity products
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Davidson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 1, 2021 - Present
GOLDSTONE FINANCIAL GROUP, LLC
Office #1: 18w140 Butterfield Road 16th Floor, Oakbrook Terrace, IL 60181RIA
CRD#: 222520
Oakbrook Terrace, IL
Past
November 16, 2020 - August 25, 2021
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
Glen Ellyn, IL
Past
October 20, 2020 - August 25, 2021
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
Glen Ellyn, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GOLDSTONE FINANCIAL GROUP, LLC
GOLDSTONE FINANCIAL GROUP, LLC
CRD#: 222520 / SEC#: 801-99350
RIA
Registered Investment Advisory firm - (6/5/2015 Approved)Illinois
Registered Investment Advisory firm - (1/20/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(12/1/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/20/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
GF
GOLDSTONE FINANCIAL GROUP, LLC
GOLDSTONE FINANCIAL GROUP, LLC
CRD#: 222520 / SEC#: 801-99350
RIA
Registered Investment Advisory firm - (6/5/2015 Approved)Illinois
Registered Investment Advisory firm - (1/20/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
18w140 Butterfield Road 16th Floor, Oakbrook Terrace, IL 60181
Mailing Address
Phone number
(630) 620-9300
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,083 |
| AUM (Assets Under Management) | $ 917,456,867 |
Red Flags
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Company Information
GOLDSTONE FINANCIAL GROUP, LLC
Senior AdvisorCRD#: 222520Oakbrook Terrace, IL 60181TRUST BUT VERIFY
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