Justin S. Wolterman

J1 CAPITAL LLC

Cincinnati, OH

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CRD#: 7299998

Professional summary

Justin Simison Wolterman, who also goes by Justin Wolterman, is a registered financial advisor currently at J1 CAPITAL LLC located in Cincinnati, Ohio.

Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Justin has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Justin Wolterman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Simison Wolterman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 25, 2021 - Present

J1 CAPITAL LLC

RIA

CRD#: 310963

Cincinnati, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(1/25/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/7/2020

Uniform Investment Adviser Law Examination

Current Firm

J1 CAPITAL LLC

CRD#: 310963 / SEC#:

Ohio

Registered Investment Advisory firm - (1/20/2021 Approved)

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Contact information

Main Address

Cincinnati, OH

Mailing Address

Phone number

(513) 580-8088

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 10,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Justin S. Wolterman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Simison Wolterman's CRS (Customer Relationship Summary).

Certified licenses

Experience

J1 CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/7/2020

Current Firm

J1 CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

J1 CAPITAL LLC

TRUST BUT VERIFY

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