Dean G. Hathout
Professional summary
Dean Gasser Hathout is a registered financial professional currently at MOMENT MARKETS, LLC located in New York, New York.
Dean is registered as a RR (Registered Representative) and started their career in finance in 2020. Dean has worked at 2 firms and has passed the Series 63, Series 99TO, Series 52TO, Series 7TO, Series 57TO, SIE, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dean Gasser Hathout's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 18, 2023 - Present
MOMENT MARKETS, LLC
Office #1: 101 Greenwich Street 9d, New York, NY 10006Office #2: 101 Greenwich St 9d, New York, NY 10006October 12, 2020 - January 25, 2022
CITADEL SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/5/2023)
Exams
Series 99TO
Date: 9/18/2023
Operations Professional ExaminationSeries 52TO
Date: 2/27/2023
Municipal Securities Representative ExaminationSeries 7TO
Date: 10/23/2020
General Securities Representative ExaminationSeries 57TO
Date: 10/12/2020
Securities Trader ExamFINRA
Current Firm
MOMENT MARKETS, LLC
CRD#: 325062 / SEC#: , 8-71045
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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