FT
Fred Tudor
ALCHEMIST WEALTH
Cincinnati, OH
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CRD#: 7299855
FT
Professional summary
Fred Tudor III is a registered financial advisor currently at ALCHEMIST WEALTH located in Cincinnati, Ohio.
Fred is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Fred has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Fred Tudor III is the Treasurer of I-Rise Investments, LLC, which is an investment club located in Cincinnati, Ohio. He devotes up to four hours per month organizing club meetings and overseeing group activities.
Fred is also a member of Vanta Investment Group, LLC, which is an investment club located in Cincinnati, Ohio. He devotes up to four hours per month organizing club meetings and overseeing group activities.
CRS (Client Relationship Summary) - RIA
Click below to view Fred Tudor III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2021 - Present
ALCHEMIST WEALTH
RIA
CRD#: 311130
Cincinnati, OH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(1/2/2021)
IAR
Texas(2/23/2021)
Current Firm
AW
ALCHEMIST WEALTH
ALCHEMIST WEALTH | ALCHEMIST WEALTH, LLC
CRD#: 311130 / SEC#:
Ohio
Registered Investment Advisory firm - (10/16/2020 Approved)Texas
Registered Investment Advisory firm - (2/16/2021 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Cincinnati, OH
Mailing Address
Phone number
(513) 201-7230
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 49 |
| AUM (Assets Under Management) | $ 3,631,719 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| North Carolina | ERA - Active | 2/14/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
