Charles S. Edwards

TANDEM INVESTMENT ADVISORS

Charleston, SC 29401-2229

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CRD#: 7299720

Professional summary

Charles Samuel Edwards, who also goes by Sam Edwards, is a registered financial advisor currently at TANDEM INVESTMENT ADVISORS INC located in Charleston, South Carolina.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Charles has worked at 4 firms and has passed the Series 65, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sam Edwards

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) MOBILE BAY FINANCIAL SOLUTIONS, LLC; YES INVESTMENT RELATED; 1060 DAUPHIN STREET, MOBILE, AL 36606; INSURANCE SALES; DIRECTOR OF MARKETING; START DATE 03/2021; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Samuel Edwards's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 22, 2024 - Present

TANDEM INVESTMENT ADVISORS INC

Office #1: 145 King Street Suite 400, Charleston, SC 29401-2229

RIA

CRD#: 109392

Charleston, SC

Past

April 8, 2021 - August 2, 2022

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

MOBILE, AL

Past

October 14, 2020 - February 22, 2021

FLORIDA FINANCIAL ADVISORS, LLC

RIA

CRD#: 288811

TAMPA, FL

Past

October 9, 2020 - February 22, 2021

TRINITY WEALTH SECURITIES, L.L.C.

CRD#: 104348

tampa, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TANDEM INVESTMENT ADVISORS INC

CRD#: 109392 / SEC#: 801-57846

RIA

Registered Investment Advisory firm - (9/15/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(2/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/24/2020

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6TO

Date: 10/9/2020

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 5/30/2020

Securities Industry Essentials Examination

Current Firm

TANDEM INVESTMENT ADVISORS INC

CRD#: 109392 / SEC#: 801-57846

RIA

Registered Investment Advisory firm - (9/15/2000 Approved)

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Contact information

Main Address

145 King Street Suite 400, Charleston, SC 29401-2229

Mailing Address

Phone number

(843) 720-3413

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TANDEM INVESTMENT ADVISORS ADV PART 2 - NOVEMBER 2025 (11/28/2025)

Regulatory assets under management

Total Number of Accounts	10,162
AUM (Assets Under Management)	$ 3,359,046,630

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles S. Edwards

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Samuel Edwards's CRS (Customer Relationship Summary).

Certified licenses

Experience

TANDEM INVESTMENT ADVISORS INC

AE WEALTH MANAGEMENT, LLC

FLORIDA FINANCIAL ADVISORS, LLC

TRINITY WEALTH SECURITIES, L.L.C.

Primary Firm SEC Registration

TANDEM INVESTMENT ADVISORS INC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/24/2020

Series 6TO

Date: 10/9/2020

SIE

Date: 5/30/2020

Current Firm

TANDEM INVESTMENT ADVISORS INC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TANDEM INVESTMENT ADVISORS INC

TRUST BUT VERIFY

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