BC
Bradford A. Carr
THRIVENT INVESTMENT MANAGEMENT
Cedar Rapids, IA 52404
Some features on this profile are disabled
CRD#: 7299117
BC
Professional summary
Bradford Alexander Carr, who also goes by Alex Bradford, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Cedar Rapids, Iowa.
Bradford is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Bradford has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alex Bradford
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
UNITED STATES ARMY RESERVES POSITION: Platoon Leader NATURE: Military service INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 4 START DATE: 04/13/2018 ADDRESS: 6535 Caffee Rd, Des Moines IA 50315, United States DESCRIPTION: Oversee all activities that happen within the platoon to support the execution of the mission and meet the Commander's intent. GRACELAND UNIVERSITY ALUMNI BOARD OF DIRECTORS POSITION: Board Member NATURE: To support and advocate on behalf of Graceland University and connect current Graceland students and alumni. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 1 University Pl, Lamoni IA 50140, United States DESCRIPTION: Serve on the GU4U and Fundraising and Awards committees.In these roles I raise funds for the excellence in teaching award and alumni programs.I facilitate events to connect students and alumni.I help with GU4U social media.
CRS (Client Relationship Summary) - RIA
Click below to view Bradford Alexander Carr's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Bradford Alexander Carr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 4, 2021 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 3349 Southgate Ct Sw, Cedar Rapids, IA 52404RIA
BD
CRD#: 18387
Cedar Rapids, IA
Current
January 18, 2021 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 3349 Southgate Ct Sw, Cedar Rapids, IA 52404RIA
BD
CRD#: 18387
Cedar Rapids, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/9/2024)
RR
Arizona(11/10/2022)
RR
Arkansas(3/24/2021)
RR
Colorado(11/10/2022)
RR
Florida(8/10/2022)
RR
Georgia(10/24/2023)
RR
Idaho(11/10/2022)
RR
Illinois(3/24/2021)
RR
Indiana(11/14/2024)
RR
Iowa(3/4/2021)
IAR
Iowa(3/4/2021)
RR
Kansas(3/24/2021)
RR
Kentucky(10/24/2023)
RR
Maryland(8/15/2025)
RR
Michigan(10/24/2023)
RR
Minnesota(6/17/2021)
RR
Missouri(3/24/2021)
RR
Montana(12/19/2023)
RR
Nebraska(3/24/2021)
RR
New Jersey(10/10/2024)
RR
New Mexico(3/24/2021)
RR
North Carolina(10/24/2023)
RR
North Dakota(12/21/2023)
RR
Ohio(12/22/2023)
RR
Oklahoma(11/10/2022)
IAR
Oklahoma(11/10/2022)
RR
Oregon(5/14/2025)
RR
South Dakota(12/14/2022)
RR
Tennessee(10/24/2023)
RR
Texas(8/3/2022)
IAR
Texas(8/3/2022)
RR
Utah(8/3/2022)
RR
Virginia(8/3/2022)
RR
Washington(8/3/2022)
RR
Wisconsin(6/17/2021)
RR
Wyoming(9/3/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/16/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Cedar Rapids, IA 52404TRUST BUT VERIFY
Monitor Bradford Carr
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
