Dennis Q. Cahn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Quint Cahn, who also goes by Dennis Q Cahn, was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1981. Dennis had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2019 - November 15, 2019
P.J. ROBB VARIABLE, LLC
March 5, 2009 - June 3, 2019
P.J. ROBB VARIABLE, LLC
January 9, 2008 - February 20, 2009
KEY INVESTMENT SERVICES LLC
February 27, 2007 - February 20, 2009
KEY INVESTMENT SERVICES LLC
October 27, 2003 - February 20, 2007
KEYBANC CAPITAL MARKETS INC.
September 25, 2000 - October 24, 2003
FIRSTMERIT SECURITIES, INC.
February 19, 1992 - September 25, 2000
MML INVESTORS SERVICES, LLC
November 9, 1983 - February 18, 1992
GUARDIAN INVESTOR SERVICES LLC
May 13, 1981 - September 17, 1983
SIGNATOR INVESTORS, INC.
May 13, 1981 - September 30, 1983
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
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