William T. Cook
Professional summary
William Terry Cook, who also goes by Bill Cook, William Terry Graves, is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in Portland, Maine.
William is registered as a RR (Registered Representative) and started their career in finance in 1981. William has worked at 13 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 8, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Terry Cook's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 25, 2018 - Present
QUASAR DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101December 3, 2014 - November 18, 2016
CLSA AMERICAS, LLC
August 15, 2006 - December 18, 2014
PIPER SANDLER & CO.
April 18, 2005 - August 14, 2006
PIPER SANDLER & CO.
September 17, 2001 - March 24, 2005
FULCRUM GLOBAL PARTNERS LLC
May 15, 2000 - September 17, 2001
W.R. HAMBRECHT + CO., LLC
July 1, 1998 - June 9, 2000
COWEN AND COMPANY
April 30, 1997 - July 1, 1998
FINANCIAL SQUARE PARTNERS
April 12, 1993 - April 1, 1997
PUNK, ZIEGEL & COMPANY, L.P.
August 19, 1988 - March 30, 1993
AMERIPRISE ADVISOR SERVICES, INC.
May 5, 1986 - December 11, 1987
KIDDER, PEABODY & CO. INCORPORATED
November 3, 1982 - May 13, 1986
LEHMAN BROTHERS INC.
April 20, 1982 - November 5, 1982
BECKER PARIBAS INCORPORATED
May 11, 1981 - February 4, 1983
ADVANTAGE CAPITAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 8
Date: 8/3/1992
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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Company Information
QUASAR DISTRIBUTORS, LLC
CRD#: 103848Portland, ME 04101TRUST BUT VERIFY
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