AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JW

Jacob J. Worthen

THE ADVOCATE GROUP
Minnetonka, MN 55305
Some features on this profile are disabled
CRD#: 7298405
JW

Professional summary

Jacob John Worthen, who also goes by Jake Worthen, is a registered financial advisor currently at THE ADVOCATE GROUP, LLC located in Minnetonka, Minnesota.

Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Jacob has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jake Worthen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob John Worthen's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 16, 2021 - Present

THE ADVOCATE GROUP, LLC

Office #1: 601 Carlson Parkway Suite 1100, Minnetonka, MN 55305
RIA
CRD#: 155270
Minnetonka, MN
Past

August 4, 2021 - October 27, 2021

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
Minneapolis, MN
Past

January 9, 2021 - October 27, 2021

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
Minneapolis, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
THE ADVOCATE GROUP, LLC
THE ADVOCATE GROUP, INC | THE ADVOCATE GROUP, LLC | THE ADVOCATE GROUP, INC.

CRD#: 155270 / SEC#: 801-72157

RIA
Registered Investment Advisory firm - (2/25/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Minnesota
(11/16/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/30/2021
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/8/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/13/2020
Securities Industry Essentials Examination

Current Firm

TA
THE ADVOCATE GROUP, LLC
THE ADVOCATE GROUP, INC | THE ADVOCATE GROUP, LLC | THE ADVOCATE GROUP, INC.

CRD#: 155270 / SEC#: 801-72157

RIA
Registered Investment Advisory firm - (2/25/2011 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
601 Carlson Parkway Suite 1100, Minnetonka, MN 55305
Mailing Address
Phone number
(952) 693-2630
Established
Firm type
Fiscal year end
# of Employees
17

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

THE ADVOCATE GROUP 2A (2/2/2026)

Regulatory assets under management

Total Number of Accounts1,068
AUM (Assets Under Management)$ 809,930,205

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE ADVOCATE GROUP, LLC

CRD#: 155270Minnetonka, MN 55305

TRUST BUT VERIFY

Monitor Jacob Worthen

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Chad Jonathan Rusten
Chad RustenAdvisorCheck Check Mark
ELEMENT SQUARED PRIVATE WEALTH
IAR
Minneapolis, MN
JD
Janai DeittAdvisorCheck Check Mark
THRIVENT INVESTMENT MANAGEMENT INC.
IAR
RR
McKinney, TX
SS
Steven SchmidtAdvisorCheck Check Mark
LPL ENTERPRISE, LLC
IAR
RR
ST. LOUIS PARK, MN
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.