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WV

Warren H. Vickery

RAM FINANCIAL LLC
DETROIT, MI 48226
Some features on this profile are disabled
CRD#: 7298138
WV

Professional summary

Warren Hunter Vickery is a registered financial professional currently at RAM FINANCIAL LLC located in Detroit, Michigan.

Warren is registered as a RR (Registered Representative) and started their career in finance in 2021. Warren has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 4 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Warren Hunter Vickery's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 13, 2025 - Present

RAM FINANCIAL LLC

Office #1: 1420 Washington Blvd 6th Floor, Detroit, MI 48226
BD
CRD#: 330235
DETROIT, MI
Past

January 26, 2023 - October 11, 2024

AXOS CLEARING LLC

BD
CRD#: 117176
Omaha, NE
Past

January 7, 2021 - October 6, 2022

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/19/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/7/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/20/2020
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 4
Date: 12/21/2024
Registered Options Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RF
RAM FINANCIAL LLC
RAM FINANCIAL LLC

CRD#: 330235 / SEC#: , 8-71221

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
1420 Washington Blvd 6th Floor, Detroit, MI 48226
Mailing Address
1420 Washington Blvd 6th Floor, Detroit, MI 48226
Phone number
(888) 521-8858
Established
Delaware since 02/08/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ARIES FINANCIAL INCDIRECT OWNER
CHRISTOFILIS, CHARLES ANTHONYCEO/CCO1518196
ONESTO, RICHARD ERNESTFINOP2453096

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RAM FINANCIAL LLC

CRD#: 330235Detroit, MI 48226

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