RP
Renaud Pelat
ACP CAPITAL MANAGEMENT
Lima,
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CRD#: 7298100
RP
Professional summary
Renaud Pelat, who also goes by Renaud Patrice Nicolas Pelat Sola, is a registered financial advisor currently at ACP CAPITAL MANAGEMENT, LLC and ACP SECURITIES, LLC located in Miami, Florida.
Renaud is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Renaud has worked at 4 firms and has passed the Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Renaud Patrice Nicolas Pelat Sola
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Pelat also refers clients to Founders Global, an insurance broker, starting in August of 2022 and devotes 2 hours a month to this investment related business. ACP Capital Management, LLC - Registered Investment Advisor - 20 hours per month August 2022, Mr. Pelat also refer clients to invest in real estate projects in Lima, Peru for the Company Frontal Trust, starting in March 2025. Devotes 10 hours during the month, 5 during trading hours. Non-investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Renaud Pelat's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 30, 2022 - Present
ACP CAPITAL MANAGEMENT, LLC
RIA
CRD#: 138556
Lima,
Current
August 9, 2022 - Present
ACP SECURITIES, LLC
Office #1: 1200 Brickell Avenue Suite 1700, Miami, FL 33131BD
CRD#: 139049
MIAMI, FL
Past
June 30, 2022 - August 16, 2022
MARIVA GLOBAL ASSET MANAGEMENT, LLC
RIA
CRD#: 285674
Ciudad Mexico,
Past
October 7, 2020 - August 16, 2022
MARIVA CAPITAL MARKETS, LLC
BD
CRD#: 156171
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ACP CAPITAL MANAGEMENT, LLC
ACP CAPITAL MANAGEMENT, LLC | ACP INVESTOR
CRD#: 138556 / SEC#: 801-122849
RIA
Registered Investment Advisory firm - (12/10/2021 Approved)Florida
Registered Investment Advisory firm - (9/21/2022 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2018 Terminated)New York
Registered Investment Advisory firm - (1/3/2022 Terminated)Texas
Registered Investment Advisory firm - (1/3/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/9/2022)
IAR
Florida(11/30/2022)
Exams
General Industry/Product Exam
RR
Series 7TO
Date: 9/25/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AC
ACP CAPITAL MANAGEMENT, LLC
ACP CAPITAL MANAGEMENT, LLC | ACP INVESTOR
CRD#: 138556 / SEC#: 801-122849
RIA
Registered Investment Advisory firm - (12/10/2021 Approved)Florida
Registered Investment Advisory firm - (9/21/2022 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2018 Terminated)New York
Registered Investment Advisory firm - (1/3/2022 Terminated)Texas
Registered Investment Advisory firm - (1/3/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1200 Brickell Avenue Suite 1700, Miami, FL 33131
Mailing Address
Phone number
(305) 670-4180
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 105 |
| AUM (Assets Under Management) | $ 230,432,668 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
