Shannon M. Rowan

PASADENA PRIVATE WEALTH

Irvine, CA 92618

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CRD#: 7298092

Professional summary

Shannon Marie Rowan, who also goes by Shannon Creason, Shannon Rowan, is a registered financial advisor currently at PASADENA PRIVATE WEALTH, LLC located in Irvine, California.

Shannon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Shannon has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shannon Creason | Shannon Rowan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 2/2022- Arise Private Wealth- DBA for LPL Business (entity for LPL business)- inv. related- PALOS VERDES, CA 2) 02/02/2022 - The Brian Rowan Family Trust - Not Investment Related - 5842 Vallecito Ave Westminster CA 92683 - Act in a Fiduciary Capacity - Successor Trustee.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shannon Marie Rowan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 13, 2025 - Present

PASADENA PRIVATE WEALTH, LLC

Office #1: 9900 Research Drive, Irvine, CA 92618

RIA

CRD#: 295178

Irvine, CA

Past

January 28, 2025 - July 24, 2025

GT SECURITIES, INC.

CRD#: 116012

LOS ANGELES, CA

Past

June 5, 2023 - December 11, 2024

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ROLLING HILLS ESTATES, CA

Past

March 24, 2023 - December 11, 2024

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ROLLING HILLS ESTATES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PASADENA PRIVATE WEALTH, LLC

CRD#: 295178 / SEC#: 801-112999

RIA

Registered Investment Advisory firm - (4/27/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/5/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/24/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/16/2020

Securities Industry Essentials Examination

Current Firm

PASADENA PRIVATE WEALTH, LLC

CRD#: 295178 / SEC#: 801-112999

RIA

Registered Investment Advisory firm - (4/27/2018 Approved)

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Contact information

Main Address

2 North Lake Avenue Suite 520, Pasadena, CA 91101

Mailing Address

Phone number

(626) 993-9300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PASADENA PRIVATE WEALTH PART 2A BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	1,843
AUM (Assets Under Management)	$ 1,268,875,503

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Shannon M. Rowan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shannon Marie Rowan's CRS (Customer Relationship Summary).

Certified licenses

Experience

PASADENA PRIVATE WEALTH, LLC

GT SECURITIES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

PASADENA PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/5/2023

Series 7TO

Date: 3/24/2023

SIE

Date: 11/16/2020

Current Firm

PASADENA PRIVATE WEALTH, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PASADENA PRIVATE WEALTH, LLC

TRUST BUT VERIFY

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