Randall R. Harness
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randall Ray Harness was a registered financial professional .
Randall is a previously registered financial professional and started their career in finance in 1981. Randall had worked at 4 firms and has passed the Series 41 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2001 - December 4, 2012
AVONDALE PARTNERS, LLC
June 28, 1993 - May 3, 1994
WARD AND ASSOCIATES, INC.
February 24, 1993 - August 14, 1996
WARD BRADFORD & CO., L.P.
May 2, 1981 - October 3, 2000
J.C. BRADFORD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 41
Date: 7/18/1981
NYSE Allied Member ExaminationCurrent Firm
AVONDALE PARTNERS, LLC
CRD#: 46838 / SEC#: 801-70070, 8-51550
Contact information
FINRA licenses (2 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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