Dewey Fitzpatrick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dewey Fitzpatrick, who also goes by Dewey Fitzpatrick III, was a registered financial professional .
Dewey is a previously registered financial professional and started their career in finance in 1981. Dewey had worked at 13 firms and has passed the Series 63, Series 7, Series 52, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2011 - January 13, 2014
BLAYLOCK VAN, LLC
December 19, 2007 - December 1, 2010
KIPLING JONES & CO., LTD.
April 19, 2007 - January 3, 2008
SBK-BROOKS INVESTMENT CORP.
January 19, 2006 - December 31, 2006
MILKIE/FERGUSON INVESTMENTS, INC.
June 3, 2005 - January 3, 2006
JACKSON SECURITIES LLC
November 5, 2001 - June 8, 2005
BEREAN CAPITAL INCORPORATED
May 14, 2001 - October 12, 2001
KNIGHT BONDPOINT, INC.
March 21, 2001 - May 11, 2001
JACKSON SECURITIES LLC
February 4, 2000 - April 10, 2000
SOUTHWESTERN CAPITAL MARKETS, INC.
December 15, 1995 - January 6, 2000
PENSON FINANCIAL SERVICES, INC.
May 24, 1994 - December 15, 1995
SERVICE ASSET MANAGEMENT COMPANY
April 12, 1994 - April 20, 1994
MOMENTUM INDEPENDENT NETWORK INC.
February 16, 1990 - March 22, 1994
THE CHAPMAN CO.
February 6, 1981 - February 6, 1990
ALEX. BROWN & SONS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLAYLOCK VAN, LLC
CRD#: 145317 / SEC#: 801-69136, 8-67721
Contact information
FINRA licenses (36 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBERT VAN SECURITIES, INC | SOLE VOTING MEMBER | |
| BLAYLOCK & COMPANY, INC | NON-VOTING MEMBER | |
| CIULLA, ALEXANDER JOHN | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2635660 |
| HOUGH, JERVIS BENNETT | BD CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER | 4291302 |
| KALISPEL TRIBAL ECONOMIC AUTHORITY | NON-VOTING MEMBER | |
| SEAPORT GLOBAL SECURITIES LLC | SHAREHOLDER | 116270 |
| STANDIFER, ERIC VAN | MANAGER; CEO; GSP; MSP | 1025776 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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